Risk Assessment and Safety Planning
Risk assessment is the clinical evaluation of a client's potential for self-harm, suicide, or harm to others, guiding safety planning and intervention decisions.
What Is a Clinical Risk Assessment?
A risk assessment is a structured clinical evaluation of a client’s potential for self-harm, suicide, or harm to others. It is not a one-time event but an ongoing process that should be documented at intake, during acute episodes, and at treatment termination.
Key Components
Suicidal Ideation Screening
Use validated instruments to structure your assessment:
- Columbia Suicide Severity Rating Scale (C-SSRS): Distinguishes between passive ideation (“I wish I were dead”) and active ideation with intent and plan. Widely recommended as a clinical standard
- PHQ-9 Item 9: Screens for self-harm thoughts as part of routine depression monitoring. A score increase on this item warrants expanded assessment regardless of total score trajectory
Risk Factors to Assess
- Static factors: Previous suicide attempts, family history, demographic risk factors, history of trauma
- Dynamic factors: Current stressors, substance use, hopelessness, social isolation, access to means, recent losses
- Protective factors: Social support, reasons for living, engagement in treatment, future orientation
Imminent vs Non-Imminent Risk
- Imminent risk: Active suicidal ideation with intent, plan, and access to means. Requires immediate intervention (crisis services, hospitalisation, means restriction)
- Non-imminent but elevated risk: Passive ideation, risk factors present, or historical attempts. Requires safety planning and increased monitoring
Safety Planning
The Stanley-Brown Safety Planning Intervention is the evidence-based standard:
- Warning signs that a crisis may be developing
- Internal coping strategies the client can use independently
- Social contacts who can provide distraction
- Family members or friends who can help during a crisis
- Professional and crisis resources to contact
- Steps to make the environment safer (means restriction)
Documentation Requirements
Risk assessment documentation should include:
- The method and tools used for assessment
- Specific findings (ideation, intent, plan, means access)
- Risk and protective factors identified
- Your clinical judgement of risk level
- Actions taken (safety plan created, referrals made, consultation obtained)
- Follow-up plan
Document risk assessments in your progress notes and update the treatment plan as indicated. When risk is identified, your documentation of the duty to warn assessment and decision-making process is critical.
Related Resources
Clinical Supervision
Clinical supervision is the formal, evaluative relationship in which an experienced therapist oversees and supports the professional development of a trainee or supervisee.
Duty to Warn and Duty to Protect
Duty to warn and duty to protect are legal obligations requiring therapists to take action when a client poses a credible threat of serious harm to an identifiable third party.
PCL-5: PTSD Screening
The PCL-5 (PTSD Checklist for DSM-5) is a 20-item self-report measure for assessing PTSD symptom severity across all four DSM-5 symptom clusters, scored 0-80.
PHQ-9: Depression Screening
The PHQ-9 (Patient Health Questionnaire-9) is a nine-item self-report measure used to screen for depression severity, scored 0-27, widely used in routine outcome monitoring.
Termination Notes
A termination note is a clinical summary written at the end of treatment that documents the reason for ending therapy, progress made, and referrals provided.
Mental Status Exam
A Mental Status Exam (MSE) is a structured assessment of a client's cognitive and emotional functioning at a specific point in time, covering appearance, mood, thought, and cognition.
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